Filing Details
- Accession Number:
- 0001407682-17-000142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-07 16:39:47
- Reporting Period:
- 2017-11-03
- Accepted Time:
- 2017-11-07 16:39:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094392 | Rudolph Technologies Inc | RTEC | Industrial Instruments For Measurement, Display, And Control (3823) | 223531208 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1564707 | M Elvino Silveira Da | C/O Rudolph Technologies, Inc. 16 Jonspin Road Wilmington MA 01887 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-03 | 10,000 | $12.22 | 43,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-03 | 700 | $26.05 | 43,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-03 | 300 | $26.08 | 42,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-03 | 700 | $26.10 | 42,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-03 | 800 | $26.13 | 41,200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-03 | 1,500 | $26.15 | 39,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-03 | 300 | $26.18 | 39,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-03 | 1,048 | $26.20 | 38,352 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-03 | 752 | $26.35 | 37,600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-03 | 1,000 | $26.45 | 36,600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-03 | 400 | $26.48 | 36,200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-03 | 2,500 | $26.50 | 33,700 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-11-03 | 10,000 | $0.00 | 10,000 | $12.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2013-12-12 | 2022-12-12 | No | 4 | M | Direct |
Footnotes
- The amount of shares indicated in direct beneficial ownership include shares acquired through the Employee Stock Purchase Plan.
- 20% of the shares of Common Stock subject to the Option becomes exercisable each year on the grant date.
Billionaire Hedge Funds
