Filing Details
- Accession Number:
- 0000950142-17-001962
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-07 09:29:55
- Reporting Period:
- 2017-11-03
- Accepted Time:
- 2017-11-07 09:29:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1713952 | Mosaic Acquisition Corp. | MOSCU | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365833 | M David Maura | C/O Mosaic Acquisition Corp. 375 Park Avenue New York NY 10152 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Share | Acquisiton | 2017-11-03 | 25,000 | $0.00 | 25,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Share | Warrants | Acquisiton | 2017-11-03 | 8,333 | $0.00 | 8,333 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,333 | No | 4 | P | Direct |
Footnotes
- On November 3, 2017, Mr. Maura acquired, at a weighted average price of $10.19 per unit, 25,000 units, with each unit (a "Unit") consisting of (i) one Class A ordinary share, par value $0.0001 per share (the "Class A Shares"), of Mosaic Acquisition Corp. (the "Company") and (ii) one-third of one warrant (the "Warrants"). The Units were purchased in multiple transactions at prices ranging from $10.18 to $10.20, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units acquired at each separate price within the range set forth above.
- Each whole Warrant is initially exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised only during the period (i) commencing on the later of (a) date that is 30 days after the first date on which the Company completes a business combination and (b) October 23, 2018 and (ii) expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation.