Filing Details

Accession Number:
0000899243-17-025490
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-06 21:49:43
Reporting Period:
2017-11-02
Accepted Time:
2017-11-06 21:49:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
33619 Esterline Technologies Corp ESL Industrial Instruments For Measurement, Display, And Control (3823) 132595091
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
924727 Trust Funds Fpa 11601 Wilshire Blvd.
Suite 1200
Los Angeles CA 90025
No No Yes No
1161993 Fund Hawkeye Fpa 11601 Wilshire Blvd.
Suite 1200
Los Angeles CA 90025
No No Yes No
1377581 First Pacific Advisors, Llc 11601 Wilshire Blvd.
Suite 1200
Los Angeles CA 90025
No No Yes No
1462898 Fund Hawkeye-7 Fpa 11601 Wilshire Blvd.
Suite 1200
Los Angeles CA 90025
No No Yes No
1573341 Fund Partners Value Fpa 11601 Wilshire Blvd.
Suite 1200
Los Angeles CA 90025
No No Yes No
1573502 Fund Opportunity Global Fpa 11601 Wilshire Blvd.
Suite 1200
Los Angeles CA 90025
No No Yes No
1677170 Fpa Select Drawdown Fund, L.p. 11601 Wilshire Blvd.
Suite 1200
Los Angeles CA 90025
No No Yes No
1702509 Fpa Select Fund, L.p. 11601 Wilshire Blvd.
Suite 1200
Los Angeles CA 90025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-02 2,136 $95.20 31,608 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-02 3,168 $95.20 46,888 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-02 310 $95.20 7,126 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-02 4,687 $95.20 107,863 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-02 2,823 $95.20 64,961 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-02 666 $95.20 15,331 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-02 116,329 $95.20 2,676,575 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-02 268 $95.78 31,340 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-02 398 $95.78 46,490 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-02 39 $95.78 7,087 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-02 589 $95.78 107,274 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-02 355 $95.78 64,606 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-02 84 $95.78 15,247 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-02 14,607 $95.78 2,661,968 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-03 146 $95.21 31,194 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-03 217 $95.21 46,273 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-03 21 $95.21 7,066 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-03 322 $95.21 106,952 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-03 194 $95.21 64,412 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-03 46 $95.21 15,201 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-03 7,985 $95.21 2,653,983 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-06 305 $95.05 30,889 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-06 453 $95.05 45,820 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-06 44 $95.05 7,022 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-06 670 $95.05 106,282 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-06 403 $95.05 64,009 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-06 95 $95.05 15,106 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-11-06 16,619 $95.05 2,637,364 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Footnotes
  1. The sale price for common stock of Esterline Technologies Corporation (the "Issuer") reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.625, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (14), (15), and (16) to this Form 4.
  2. Shares of common stock of the Issuer held directly by FPA Hawkeye Fund, a series of FPA Hawkeye Fund, LLC ("FPA Hawkeye"). First Pacific Advisors, LLC ("FPA") serves as manager of and investment adviser to FPA Hawkeye.
  3. Shares of common stock of the Issuer held directly by FPA Hawkeye-7 Fund, a series of FPA Hawkeye Fund, LLC ("FPA Hawkeye-7"). FPA serves as manager of and investment adviser to FPA Hawkeye-7.
  4. Shares of common stock of the Issuer held directly by FPA Select Fund, L.P. ("FPA Select"). FPA serves as general partner of and investment adviser to FPA Select.
  5. Shares of common stock of the Issuer held directly by FPA Select Drawdown Fund, L.P. ("FPA Select Drawdown"). FPA serves as the general partner of and investment adviser to FPA Select Drawdown.
  6. Shares of common stock of the Issuer held directly by FPA Global Opportunity Fund, a series of FPA Hawkeye Fund, LLC ("FPA Global Opportunity"). FPA serves as manager of and investment adviser to FPA Global Opportunity.
  7. Shares of common stock of the Issuer held directly by FPA Value Partners Fund, a series of FPA Hawkeye Fund, LLC ("FPA Value Partners", and together with FPA Global Opportunity, FPA Select Drawdown, FPA Select, FPA Hawkeye, and FPA Hawkeye-7, the "Private Investment Funds").
  8. FPA may be deemed to share voting and/or investment power over the securities of the Issuer held by each of the Private Investment Funds as the investment adviser to and manager or general partner, as applicable, of each of the Private Investment Funds. In addition, Mr. J. Richard Atwood may be deemed to share voting and/or investment power over the securities of the Issuer held by the Private Investment Funds as a Managing Partner of FPA. Mr. Steven T. Romick may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Hawkeye and FPA Hawkeye-7, as Portfolio Manager of such funds, and over the securities of the Issuer held by the Private Investment Funds as a Managing Partner of FPA.
  9. (Continued from Footnote 8) Mr. Brian A. Selmo may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Select Drawdown, FPA Select, and FPA Value Partners, as Portfolio Manager of such funds, and over the securities of the Issuer held by the Private Investment Funds as a Partner of FPA. Mr. Mark Landecker may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Global Opportunity, FPA Select Drawdown and FPA Select as Portfolio Manager of such funds, and over the securities of the Issuer held by the Private Investment Funds as a Partner of FPA. FPA and Messrs. Atwood, Romick, Selmo and Landecker may be deemed to have a pecuniary interest in a portion of the securities held directly by the Private Investment Funds due to FPA's right to receive performance-based allocations.
  10. (Continued from Footnote 9) In addition, Messrs. Romick, Selmo and Landecker may be deemed to have an indirect pecuniary interest in a portion of the securities held directly by FPA Global Opportunity, FPA Select and FPA Hawkeye due to their respective ownership interests in such Private Investment Funds, Messrs. Romick and Selmo may be deemed to have an indirect pecuniary interest in a portion of the securities held directly by FPA Value Partners due to their respective ownership interests in such Private Investment Fund, and Mr. Romick may be deemed to have an indirect pecuniary interest in a portion of the securities held directly by FPA Hawkeye-7 due to his ownership interest in such Private Investment Fund.
  11. (Continued from Footnote 10) Each of FPA and Messrs. Atwood, Romick, Selmo and Landecker disclaims beneficial ownership of securities of the Issuer held directly by the Private Investment Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of FPA or Messrs. Atwood, Romick, Selmo or Landecker is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
  12. Shares of common stock of the Issuer held directly by FPA Crescent Fund, a series of FPA Funds Trust ("FPA Crescent Fund"). FPA is the investment adviser of FPA Crescent Fund and may be deemed to share voting and/or investment power over shares of common stock of the Issuer held by FPA Crescent Fund. In addition, Mr. Atwood may be deemed to share voting and/or investment power over shares of common stock of the Issuer held by FPA Crescent Fund as a Managing Partner of FPA.
  13. (Continued from Footnote 12) Mr. Romick may be deemed to share voting and/or investment power over shares of common stock of the Issuer held by FPA Crescent Fund as a Portfolio Manager of FPA Crescent Fund and Managing Partner of FPA. Messrs. Selmo and Landecker may be deemed to share voting and/or investment power over shares of common stock of the Issuer held by FPA Crescent Fund as Portfolio Managers of FPA Crescent Fund and Partners of FPA. FPA only receives an asset-based management fee for serving as investment adviser to FPA Crescent Fund and therefore does not have any pecuniary interest in the securities of the Issuer held by FPA Crescent Fund.
  14. The sale price for common stock of the Issuer reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.6375 to $96.25, inclusive.
  15. The sale price for common stock of the Issuer reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.60, inclusive.
  16. The sale price for common stock of the Issuer reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.30, inclusive.