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Filing Details

Accession Number:: 0001179706-17-000228
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-11-06 18:21:43
Reporting Period:: 2017-11-02

Accepted Time:: 2017-11-06 18:21:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1645590	Hewlett Packard Enterprise Co	HPE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1584883	P Kirt Karros	C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304	Svp, Finance & Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-11-02	24,846	$13.63	24,846	No	4	M	Direct
Common Stock	Disposition	2017-11-02	12,966	$13.63	11,880	No	4	F	Direct
Common Stock	Disposition	2017-11-06	11,880	$13.36	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2017-07-05	299	$0.00	299	$0.00
Common Stock	Restricted Stock Units	Disposition	2017-11-02	24,846	$0.00	24,846	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2017-07-05	126	$0.00	126	$0.00
Common Stock	Restricted Stock Umits	Acquisiton	2017-07-05	227	$0.00	227	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
41,986	No	4	A	Direct
24,844	No	4	M	Direct
17,455	No	4	A	Direct
31,131	No	4	A	Direct

Footnotes

The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/17.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $13.24 to $13.48. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.
As previously reported, on 05/11/15, the reporting person was granted 40,059 restricted stock units ("RSUs"), 24,015 of which vested on 05/11/16, and 31,621 of which vested on 05/11/17, and 40,415 of which will vest on and 05/11/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 298.8304 dividend equivalent rights being reported reflect 121.3321 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 177.4983 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above.
As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which vested on 11/02/16, 24,196 of which vested on 11/02/17, and 24,196 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 357.8116 dividend equivalent rights being reported reflect 145.2792 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 212.5324 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. The number of derivative securities in column 5 includes 650 vested dividend equivalent rights and a de minimus adjustment of 0.9106 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above.
As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which vested on 12/09/16, and 8,499 of which will vest on 12/09/17, and 8,500 of which willl vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 125.6909 dividend equivalent rights being reported reflect 51.0331 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 74.6578 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above.
As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 10,227 of which will vest on each of 12/07/17 and 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 226.8648 dividend equivalent rights being reported reflect 92.1128 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 134.7520 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above.