Filing Details
- Accession Number:
- 0000009984-17-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-06 16:44:32
- Reporting Period:
- 2017-07-26
- Accepted Time:
- 2017-11-06 16:44:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007661 | O Thomas Barnes | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-07-26 | 63,539 | $0.00 | 72,626 | No | 5 | G | Indirect | Trust #42-01-102-2548261 |
| Common Stock | Acquisiton | 2017-07-26 | 9,077 | $0.00 | 351,648 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2017-11-03 | 1,500 | $66.36 | 350,148 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-06 | 2,500 | $0.00 | 347,648 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | Trust #42-01-102-2548261 |
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 34,788 | Indirect | By 401(k) Plan |
| Common Stock | 4,308 | Indirect | By my wife |
| Common Stock | 39,221 | Indirect | Trust #42-01-100-8546568 |
| Common Stock | 413,581 | Indirect | Trust #42-01-100-8546559 |
| Common Stock | 75,898 | Indirect | Trust #42-01-100-8550714 |
| Common Stock | 160,929 | Indirect | Trust #42-01-100-8550720 |
| Common Stock | 482,133 | Indirect | Trust #42-01-100-8550719 |
| Common Stock | 410,878 | Indirect | Trust #42-01-100-8546558 |
| Common Stock | 84,018 | Indirect | Trust #42-01-100-8550713 |
| Common Stock | 83,664 | Indirect | Trust#42-01-102-2549053 |
Footnotes
- Reflects distribution to trust beneficiaries.
- Includes a balance of 510 Restricted Stock Units granted 2/7/2017 that are subject to forfeiture if certain events occur.
- Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
Billionaire Hedge Funds
