Filing Details
- Accession Number:
- 0001209191-17-059368
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-06 12:27:16
- Reporting Period:
- 2017-11-02
- Accepted Time:
- 2017-11-06 12:27:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1509864 | A Gregory Larson | 4949 West Brown Deer Rd Milwaukee WI 53223 | Senior Vp Of Bank Mutual | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-02 | 32,100 | $4.74 | 133,930 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-02 | 20,000 | $3.39 | 153,930 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-02 | 5,658 | $4.82 | 159,588 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-02 | 57,758 | $10.60 | 101,830 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to buy | Disposition | 2017-11-02 | 32,100 | $0.00 | 32,100 | $4.74 |
| Common Stock | Options to buy | Disposition | 2017-11-02 | 20,000 | $0.00 | 20,000 | $3.39 |
| Common Stock | Options to buy | Disposition | 2017-11-02 | 5,658 | $0.00 | 5,658 | $4.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-12-20 | No | 4 | M | Direct | |
| 0 | 2022-01-17 | No | 4 | M | Direct | |
| 6,342 | 2023-01-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,726 | Indirect | Held in 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to buy | $7.17 | 2024-01-21 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-01-21 | 10,000 | 10,000 | Direct |
Footnotes
- Includes shares acquired through a dividend reinvestment plan.
- Held in the Bank Mutual Corporation 401(k) Plan.
- Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.
- Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
- Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.
Billionaire Hedge Funds
