Filing Details
- Accession Number:
- 0000002488-17-000229
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-03 18:54:12
- Reporting Period:
- 2017-11-01
- Accepted Time:
- 2017-11-03 18:54:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 2488 | Advanced Micro Devices Inc | AMD | Semiconductors & Related Devices (3674) | 941692300 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1674334 | M Darla Smith | One Amd Place Sunnyvale CA 94085 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-01 | 6,250 | $8.60 | 31,236 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-01 | 5,000 | $7.50 | 36,236 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-01 | 4,650 | $4.08 | 40,886 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-01 | 11,250 | $11.11 | 29,636 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-01 | 4,107 | $11.13 | 25,529 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-01 | 11,931 | $11.14 | 13,598 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2017-11-01 | 6,250 | $0.00 | 6,250 | $8.60 |
| Common Stock | Stock Option | Disposition | 2017-11-01 | 5,000 | $0.00 | 5,000 | $7.50 |
| Common Stock | Stock Option | Disposition | 2017-11-01 | 4,650 | $0.00 | 4,650 | $4.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-15 | No | 4 | M | Direct | |
| 18,312 | 2018-06-15 | No | 4 | M | Direct | |
| 0 | 2021-08-12 | No | 4 | M | Direct |
Footnotes
- The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- Transaction executed in multiple trades at prices ranging from $11.02 to $11.27 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $11.02 to $11.28 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The options vested 33 1/3% on May 15, 2011 and then 8 1/3% per quarter over the next eight following quarters.
- This option vested 33 1/3% on May 15, 2012 and then 8 1/3% per quarter over the next eight following quarters.
- The options vested 33 1/3% on August 9, 2015 and then 8 1/3% per quarter over the next eight following quarters.
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