Filing Details
- Accession Number:
- 0001234902-17-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-03 18:52:27
- Reporting Period:
- 2017-11-02
- Accepted Time:
- 2017-11-03 18:52:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 706129 | Horizon Bancorp | HBNC | State Commercial Banks (6022) | 351562417 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234902 | M Craig Dwight | 515 Franklin Sq Michigan City IN 46360 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-11-02 | 11,779 | $27.42 | 150,625 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-02 | 11,779 | $13.49 | 162,404 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-02 | 2,850 | $27.42 | 150,625 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-02 | 2,850 | $14.80 | 153,475 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-03 | 736 | $27.38 | 150,625 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-03 | 736 | $14.80 | 151,361 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2017-11-02 | 11,779 | $0.00 | 11,779 | $13.49 |
| Common Stock | Employee Stock Option | Disposition | 2017-11-02 | 2,850 | $0.00 | 2,850 | $14.80 |
| Common Stock | Employee Stock Option | Disposition | 2017-11-03 | 736 | $0.00 | 736 | $14.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-06-18 | 2023-06-18 | No | 4 | M | Direct |
| 0 | 2017-03-18 | 2024-03-18 | No | 4 | M | Direct |
| 0 | 2017-03-18 | 2024-03-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 92,241 | Indirect | By ESOP |
| Common Stock | 25,403 | Indirect | By Thrift |
Footnotes
- The option was granted 06/18/2013 and vested in three equal installments beginning on the first anniversary of the date of the grant.
- The option was granted 03/18/2014 and vested in three equal installments beginning on the first anniversary of the date of the grant.
- The option was granted 03/18/2014 and vested in three equal installments beginning on the first anniversary of the date of the grant.
Billionaire Hedge Funds
