Filing Details

Accession Number:
0001209191-17-059251
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-03 17:13:27
Reporting Period:
2017-11-01
Accepted Time:
2017-11-03 17:13:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393612 Discover Financial Services DFS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183833 C Roger Hochschild 2500 Lake Cook Road
Riverwoods IL 60015
President & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-10-26 15,043 $0.00 769,440 No 5 G Direct
Common Stock Disposition 2017-11-01 15,258 $66.79 754,182 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 99,362 Indirect By grantor retained annuity trust
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2017.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.33 to $67.12, inclusive. The reporting person undertakes to provide to Discover Financial Services, any security holder of Discover Financial Services, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.