Home > Insider Trading > Filing (0001209191-17-059203)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
851310	Harmonic Inc	HLIT	Radio & Tv Broadcasting & Communications Equipment (3663)	770201147

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1504670	Sanjay Kalra	4300 North First Street San Jose CA 95134	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-11-01	10,000	$0.00	10,000	No	4	M	Direct
Common Stock	Disposition	2017-11-02	3,777	$3.70	6,223	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Disposition	2017-11-01	10,000	$0.00	10,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
20,000	2017-11-01	2019-11-01	No	4	M	Direct

Footnotes

These shares of common stock were acquired upon the vesting of restricted stock units on 11/1/2017. These restricted stock units were initially granted to the Reporting Person on 11/21/2016, and were identified on a Form 3 filed by the Reporting Person on 6/6/2017.
Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.