Filing Details

Accession Number:
0001179110-17-013741
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-03 16:43:33
Reporting Period:
2017-11-01
Accepted Time:
2017-11-03 16:43:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596967 Moelis & Co MC Investment Advice (6282) 464500216
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604686 Kenneth Moelis C/O Moelis &Amp; Company
399 Park Ave, 5Th Floor
New York NY 10022
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Disposition 2017-11-01 22,000 $42.70 19,856 No 4 S Indirect By Partnership
Class A Common Stock, Par Value $0.01 Disposition 2017-11-02 8,656 $42.60 11,200 No 4 S Indirect By Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Partnership
No 4 S Indirect By Partnership
Footnotes
  1. Moelis Asset Management LP ("MAM") is selling the Class A common stock reported on this Form 4. MAM received 86,456 Partnership Interests in Moelis & Company Partner Holdings LP ("Partner Holdings") from the Moelis Capital Partners investment team as consideration in connection with the separation of the Moelis Capital Partners investment team to NexPhase Capital ("Separation Transaction"). In connection with the Separation Transaction, MAM exchanged the Partnership Interests for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company (the "Company") Class A common stock. Mr. Moelis shares voting and dispositive power over the shares as a result of his controlling interest in MAM.