Filing Details
- Accession Number:
- 0001209191-17-059181
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-03 16:39:27
- Reporting Period:
- 2017-11-01
- Accepted Time:
- 2017-11-03 16:39:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1107843 | Qualys Inc. | QLYS | Services-Prepackaged Software (7372) | 770534145 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558242 | S Sumedh Thakar | C/O Qualys, Inc. 1600 Bridge Parkway Redwood City CA 94065 | Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-01 | 15,000 | $12.68 | 211,346 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-01 | 15,000 | $55.05 | 196,346 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-01 | 6,216 | $55.75 | 190,130 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-11-01 | 15,000 | $0.00 | 15,000 | $12.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,011 | 2023-02-06 | No | 4 | M | Direct |
Footnotes
- The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.
- The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
- The option is fully vested and immediately exercisable.
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