Home > Insider Trading > Filing (0001109357-17-000086)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1109357	Exelon Corp	EXC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1087426	Iii A Mayo Shattuck	10 South Dearborn Street 54Th Floor Chicago IL 60603		Yes	No	No	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-11-02	519,316	$39.24	886,965	No	4	M	Direct
Common Stock	Disposition	2017-11-02	519,316	$40.50	367,649	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	NQ Stock Options 02/24/2012	Disposition	2017-11-02	519,316	$0.00	519,316	$39.24

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2018-03-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock (401K Shares)	2,091	Direct
Common Stock	10,000	Indirect	By Lizzie Mae, LLC
Common Stock (Deferred Stock Units)	16,676	Indirect	By Exelon Directors Deferred Stock Unit Plan

Footnotes

Exercise and sale were made pursuant to a Rule 10b5-1 trading plan entered into on June 16, 2017.
Shares were sold in lots ranging in price from $40.25 to $40.78. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
Shares held as of September 30, 2017 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's request for a distribution on a 1:1 basis. Balance is updated to reflect the additional shares acquired in the account though the automatic dividend reinvestment feature of the 401(k) plan.
Exercise of fully-vested non-qualified employee stock option originally granted by Constellation Energy Group that vested and was converted pursuant to the Merger Agreemen into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93.
The reporting person is a manager of Lizzie Mae, LLC, whose members are trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae, LLC except to the extent of his pecuniary interest therein