Filing Details
- Accession Number:
- 0001140361-17-040970
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-03 16:19:49
- Reporting Period:
- 2017-11-01
- Accepted Time:
- 2017-11-03 16:19:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
77360 | Pentair Plc | PNR | Special Industry Machinery (No Metalworking Machinery) (3550) | 981050812 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1105475 | T William Monahan | 5500 Wayzata Blvd., Suite 600 Golden Valley MN 55416 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2017-11-01 | 10,000 | $34.18 | 50,656 | No | 4 | M | Direct | |
Common Shares | Disposition | 2017-11-01 | 10,000 | $70.27 | 40,656 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Nonqualified Stock Option (right to buy) | Disposition | 2017-11-01 | 10,000 | $0.00 | 10,000 | $34.18 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-01-02 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Phantom Stock Units (Deferred Compensation) | $0.00 | 10,462 | 10,462 | Indirect | ||
Common Shares | Phantom Stock Units (Equity Compensation) | $0.00 | 2,523 | 2,523 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
10,462 | 10,462 | Indirect | |
2,523 | 2,523 | Indirect |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $70.014 to $70.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- The stock options are vested and exercisable.
- Phantom stock units convert into common shares on a one-for-one basis.
- Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election.
- End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).