Filing Details
- Accession Number:
- 0001140361-17-040966
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-03 16:15:36
- Reporting Period:
- 2017-11-01
- Accepted Time:
- 2017-11-03 16:15:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 77360 | Pentair Plc | PNR | Special Industry Machinery (No Metalworking Machinery) (3550) | 981050812 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594766 | R. Karl Frykman | 5500 Wayzata Blvd., Suite 600 Golden Valley MN 55416 | President Aquatic Systems | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-11-01 | 3,086 | $32.40 | 36,476 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-11-01 | 3,086 | $70.37 | 33,390 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2017-11-01 | 8,300 | $32.40 | 41,690 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-11-01 | 8,300 | $70.19 | 33,390 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (right to buy) | Disposition | 2017-11-01 | 3,086 | $0.00 | 3,086 | $32.40 |
| Common Shares | Employee Stock Option (right to buy) | Disposition | 2017-11-01 | 8,300 | $0.00 | 8,300 | $32.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,685 | 2009-03-03 | 2018-03-03 | No | 4 | M | Direct |
| 7,385 | 2009-03-03 | 2018-03-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares - Esop | 1,898 | Indirect | By ESOP |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on March 3, 2018.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $70.24 to $70.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $70.01 to $70.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
- One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
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