Home > Insider Trading > Filing (0001104659-17-066032)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1337619	Envestnet Inc.	ENV	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1250893	A Gayle Crowell	35 East Wacker Drive Suite 2400 Chicago IL 60601		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-11-01	746	$53.60	4,530	No	4	S	Indirect	By trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	801	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Director Stock Option (Right to Buy)	$31.70	2018-03-28	2027-03-28	1,745	1,745	Direct
Common Stock	Restricted Stock Units	$0.00		2019-04-26	1,602	1,602	Direct
Common Stock	Restricted Stock Units	$0.00		2020-03-28	1,595	1,595	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2027-03-28	1,745	1,745	Direct
2019-04-26	1,602	1,602	Direct
2020-03-28	1,595	1,595	Direct

Footnotes

This option grant vests over a 3-year period; one-third of the total amount vests on the first anniversary of the date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock.
These restricted stock units vest as follows: 25% of the total amount vested on the date of the grant of restricted stock units and then 25% on each of the first three anniversaries of the grant date.
These restricted stock units vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner.
Sale pursuant to 10b5-1 Plan.