Filing Details
- Accession Number:
- 0001437749-17-018261
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-03 15:50:33
- Reporting Period:
- 2017-09-29
- Accepted Time:
- 2017-11-03 15:50:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1443669 | Proto Labs Inc | PRLB | Fabricated Structural Metal Products (3440) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1581088 | Robert Bodor | 5540 Pioneer Creek Drive Maple Plain MN 55359 | Vp/General Manager-Americas | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-09-29 | 4,000 | $36.41 | 20,578 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-09-29 | 4,000 | $80.00 | 16,578 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-26 | 1,891 | $57.88 | 18,469 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-26 | 1,891 | $85.90 | 16,578 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-09-29 | 4,000 | $0.00 | 4,000 | $36.41 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-10-26 | 1,891 | $0.00 | 1,891 | $57.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,000 | 2022-12-11 | No | 4 | M | Direct | |
| 7,564 | 2026-02-08 | No | 4 | M | Direct |
Footnotes
- Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2017.
- Reflects the weighted average price of 4,000 shares of common stock of Proto Labs, Inc. sold by the reporting person on September 29, 2017 with sale prices ranging from $80.00 to $80.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 1,891 shares of common stock of Proto Labs, Inc. sold by the reporting person on October 26, 2017 with sale prices ranging from $85.45 to $86.25 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The option vests as to 20% of the shares in five annual installments beginning on December 11, 2013.
- The option vests as to 20% of the shares in five annual installments beginning on February 13, 2017.
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