Filing Details
- Accession Number:
- 0001127602-17-031147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-03 11:28:13
- Reporting Period:
- 2017-11-01
- Accepted Time:
- 2017-11-03 11:28:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614139 | K Khandpur Ashish | 3M Center St. Paul MN 55144-1000 | Sr. Vp, Chief Tech. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-11-01 | 4,004 | $54.11 | 5,236 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-11-01 | 200 | $231.38 | 5,036 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-11-01 | 3,804 | $231.39 | 1,232 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-11-01 | 4,004 | $0.00 | 4,004 | $54.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-02-09 | 2019-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 752 | Indirect | by Spouse |
Common Stock | 763 | Indirect | Spouse 401k/paesop |
Footnotes
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- Includes shares acquired pursuant to the 3M Voluntary Investment Plan.