Filing Details
- Accession Number:
- 0001562180-17-003447
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-02 19:37:29
- Reporting Period:
- 2017-10-31
- Accepted Time:
- 2017-11-02 19:37:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1318490 | F Kamran Husain | 3005 Tasman Drive Santa Clara CA 95054 | Chief Accounting Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-30 | 145 | $146.30 | 890 | No | 5 | A | Direct | |
Common Stock | Acquisiton | 2017-10-31 | 475 | $71.11 | 1,365 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-10-31 | 475 | $107.98 | 1,840 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-10-31 | 600 | $129.81 | 2,440 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-10-31 | 450 | $105.18 | 2,890 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-10-31 | 450 | $220.02 | 2,440 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-10-31 | 145 | $220.05 | 2,295 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-10-31 | 475 | $220.36 | 1,820 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-10-31 | 745 | $220.08 | 1,075 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-10-31 | 475 | $220.35 | 600 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-10-31 | 600 | $220.25 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2017-10-31 | 600 | $0.00 | 600 | $129.81 |
Common Stock | Stock Option | Disposition | 2017-10-31 | 475 | $0.00 | 475 | $107.98 |
Common Stock | Stock Option | Disposition | 2017-10-31 | 450 | $0.00 | 450 | $105.18 |
Common Stock | Stock Option | Disposition | 2017-10-31 | 475 | $0.00 | 475 | $71.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
728 | 2022-05-01 | No | 4 | M | Direct | |
583 | 2021-04-29 | No | 4 | M | Direct | |
1,562 | 2023-05-02 | No | 4 | M | Direct | |
75 | 2020-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 313 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- 25%/4yr beginning on 02-May-2017.
- 25%/4yr beginning on 30-Apr-2014.
- This transaction was executed in multiple trades at prices ranging from $219.97 USD to $220.11 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $220.05 USD to $220.05 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $220.31 USD to $220.45 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $220.00 USD to $220.13 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $220.31 USD to $220.475 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $220.11 USD to $220.31 USD; the price reported above reflects the weighted average sale price.
- 25%/4yr beginning on 01-May-2016.
- 25%/4yr beginning on 29-Apr-2015.