Filing Details

Accession Number:
0001562180-17-003447
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-02 19:37:29
Reporting Period:
2017-10-31
Accepted Time:
2017-11-02 19:37:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719739 Svb Financial Group SIVB State Commercial Banks (6022) 942856336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1318490 F Kamran Husain
3005 Tasman Drive
Santa Clara CA 95054
Chief Accounting Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-30 145 $146.30 890 No 5 A Direct
Common Stock Acquisiton 2017-10-31 475 $71.11 1,365 No 4 M Direct
Common Stock Acquisiton 2017-10-31 475 $107.98 1,840 No 4 M Direct
Common Stock Acquisiton 2017-10-31 600 $129.81 2,440 No 4 M Direct
Common Stock Acquisiton 2017-10-31 450 $105.18 2,890 No 4 M Direct
Common Stock Disposition 2017-10-31 450 $220.02 2,440 No 4 S Direct
Common Stock Disposition 2017-10-31 145 $220.05 2,295 No 4 S Direct
Common Stock Disposition 2017-10-31 475 $220.36 1,820 No 4 S Direct
Common Stock Disposition 2017-10-31 745 $220.08 1,075 No 4 S Direct
Common Stock Disposition 2017-10-31 475 $220.35 600 No 4 S Direct
Common Stock Disposition 2017-10-31 600 $220.25 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2017-10-31 600 $0.00 600 $129.81
Common Stock Stock Option Disposition 2017-10-31 475 $0.00 475 $107.98
Common Stock Stock Option Disposition 2017-10-31 450 $0.00 450 $105.18
Common Stock Stock Option Disposition 2017-10-31 475 $0.00 475 $71.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
728 2022-05-01 No 4 M Direct
583 2021-04-29 No 4 M Direct
1,562 2023-05-02 No 4 M Direct
75 2020-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 313 Indirect By 401(k)/ESOP
Footnotes
  1. These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
  2. 25%/4yr beginning on 02-May-2017.
  3. 25%/4yr beginning on 30-Apr-2014.
  4. This transaction was executed in multiple trades at prices ranging from $219.97 USD to $220.11 USD; the price reported above reflects the weighted average sale price.
  5. This transaction was executed in multiple trades at prices ranging from $220.05 USD to $220.05 USD; the price reported above reflects the weighted average sale price.
  6. This transaction was executed in multiple trades at prices ranging from $220.31 USD to $220.45 USD; the price reported above reflects the weighted average sale price.
  7. This transaction was executed in multiple trades at prices ranging from $220.00 USD to $220.13 USD; the price reported above reflects the weighted average sale price.
  8. This transaction was executed in multiple trades at prices ranging from $220.31 USD to $220.475 USD; the price reported above reflects the weighted average sale price.
  9. This transaction was executed in multiple trades at prices ranging from $220.11 USD to $220.31 USD; the price reported above reflects the weighted average sale price.
  10. 25%/4yr beginning on 01-May-2016.
  11. 25%/4yr beginning on 29-Apr-2015.