Filing Details
- Accession Number:
- 0001209191-17-058977
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-02 18:37:28
- Reporting Period:
- 2017-11-01
- Accepted Time:
- 2017-11-02 18:37:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1652044 | Alphabet Inc. | GOOG | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1534753 | Sundar Pichai | C/O Alphabet Inc., 1600 Amphitheatre Pkwy Mountain View CA 94043 | Ceo, Google Inc. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2017-11-01 | 375 | $1,035.99 | 1,699 | No | 4 | S | Direct | |
| Class C Capital Stock | Disposition | 2017-11-01 | 3,625 | $1,017.21 | 36,181 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Google Stock Units | 22,740 | Direct | |
| Class C Google Stock Units | 153,747 | Direct | |
| Class C Google Stock Units | 22,740 | Direct | |
| Class C Google Stock Units | 353,939 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Option to Purchase Class C Capital Stock | $217.68 | 2019-07-29 | 2,436 | 2,436 | Direct | |
| Class A Common Stock | Option to Purchase Class A Common Stock | $318.21 | 2022-04-04 | 8,646 | 8,646 | Direct | |
| Class A Common Stock | Option to Purchase Class A Common Stock | $218.56 | 2019-07-29 | 2,436 | 2,436 | Direct | |
| Class A Common Stock | Option to Purchase Class A Common Stock | $253.67 | 2020-08-04 | 1,459 | 1,459 | Direct | |
| Class C Capital Stock | Option to Purchase Class C Capital Stock | $316.94 | 2022-04-04 | 8,646 | 8,646 | Direct | |
| Class C Capital Stock | Option to Purchase Class C Capital Stock | $252.65 | 2020-08-04 | 1,459 | 1,459 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-07-29 | 2,436 | 2,436 | Direct |
| 2022-04-04 | 8,646 | 8,646 | Direct |
| 2019-07-29 | 2,436 | 2,436 | Direct |
| 2020-08-04 | 1,459 | 1,459 | Direct |
| 2022-04-04 | 8,646 | 8,646 | Direct |
| 2020-08-04 | 1,459 | 1,459 | Direct |
Footnotes
- The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Alphabet Inc. Class A Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vest monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
- The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/16th of the GSUs vested on March 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continuing employment on such vesting dates.
- The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vest monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
- 100% of the grant will vest on April 25, 2018, subject to continued employment on such date.
- Option is fully vested.
Billionaire Hedge Funds
