Filing Details
- Accession Number:
- 0001209191-17-058958
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-02 18:03:10
- Reporting Period:
- 2017-10-31
- Accepted Time:
- 2017-11-02 18:03:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1660134 | Okta Inc. | OKTA | Services-Prepackaged Software (7372) | 264175727 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1700628 | T Jonathan Runyan | C/O Okta, Inc. 301 Brannan Street San Francisco CA 94107 | General Counsel And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-10-31 | 19,366 | $0.00 | 19,366 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2017-10-31 | 11,270 | $29.00 | 8,066 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2017-10-31 | 8,066 | $29.00 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-11-01 | 45,060 | $0.00 | 45,060 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2017-11-01 | 1,042 | $29.00 | 44,018 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2017-11-01 | 2,084 | $29.00 | 41,934 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2017-11-01 | 41,934 | $29.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-10-31 | 11,270 | $0.00 | 11,270 | $8.62 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2017-10-31 | 11,270 | $0.00 | 11,270 | $0.00 |
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-10-31 | 8,066 | $0.00 | 8,066 | $8.97 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2017-10-31 | 8,066 | $0.00 | 19,336 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-10-31 | 19,336 | $0.00 | 19,336 | $0.00 |
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-11-01 | 1,042 | $0.00 | 1,042 | $7.17 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2017-11-01 | 1,042 | $0.00 | 1,042 | $0.00 |
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-11-01 | 2,084 | $0.00 | 2,084 | $8.62 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2017-11-01 | 2,084 | $0.00 | 3,126 | $0.00 |
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-11-01 | 41,934 | $0.00 | 41,934 | $8.97 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2017-11-01 | 41,934 | $0.00 | 45,060 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-11-01 | 45,060 | $0.00 | 45,060 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 69,934 | 2026-02-24 | No | 4 | M | Direct | |
| 11,270 | No | 4 | M | Direct | ||
| 241,934 | 2026-07-29 | No | 4 | M | Direct | |
| 19,336 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 21,875 | 2025-08-27 | No | 4 | M | Direct | |
| 1,042 | No | 4 | M | Direct | ||
| 67,850 | 2026-02-24 | No | 4 | M | Direct | |
| 3,126 | No | 4 | M | Direct | ||
| 200,000 | 2026-07-29 | No | 4 | M | Direct | |
| 45,060 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (Right to Buy) | $3.11 | 2025-01-21 | 172,814 | 172,814 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-01-21 | 172,814 | 172,814 | Direct |
Footnotes
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- The shares subject to the option shall vest in 48 equal monthly installments beginning on February 1, 2016, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
- 20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option shall vest on July 29, 2018 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
- The shares subject to the option shall vest in 48 equal monthly installments beginning on August 1, 2015, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
- 25% of the shares subject to the option vested on January 20, 2016 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
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