Home > Insider Trading > Filing (0001001250-17-000100)

Filing Details

Accession Number:: 0001001250-17-000100
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-11-02 17:55:55
Reporting Period:: 2017-10-31

Accepted Time:: 2017-11-02 17:55:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001250	Estee Lauder Companies Inc	EL	Perfumes, Cosmetics & Other Toilet Preparations (2844)	112408943

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1369789	John Demsey	The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153	Group President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2017-10-31	22,962	$0.00	22,962	No	4	M	Direct
Class A Common Stock	Disposition	2017-10-31	12,819	$111.40	10,143	No	4	F	Direct
Class A Common Stock	Disposition	2017-10-02	4,800	$119.62	5,343	No	4	S	Direct
Class A Common Stock	Disposition	2017-10-02	4,943	$120.32	400	No	4	S	Direct
Class A Common Stock	Disposition	2017-10-02	400	$121.49	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units (Share Payout)	Disposition	2017-10-31	7,469	$0.00	7,469	$0.00
Class A Common Stock	Restricted Stock Units (Share Payout)	Disposition	2017-10-31	8,217	$0.00	8,217	$0.00
Class A Common Stock	Restricted Stock Units (Share Payout)	Disposition	2017-10-31	7,276	$0.00	7,276	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2017-10-31	2017-10-31	No	4	M	Direct
8,217	2018-10-31	2018-10-31	No	4	M	Direct
14,553	2018-10-31	2019-10-30	No	4	M	Direct

Footnotes

Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2014, September 4, 2015 and September 6, 2016.
Not applicable.
Represents the withholding of shares for tax purposes.
The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) plan entered into on February 27, 2017.
The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Sales prices range from $118.96 to $119.94.
Sales prices range from $119.99 to $120.79.
Sales prices range from $121.19 to $121.90.
RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal annual installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
RSUs from grant dated September 3, 2014.
RSUs from grant dated September 4, 2015. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 8,217 on October 31, 2018.
RSUs from grant dated September 6, 2016. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 7,276 on October 31, 2018; and 7,277 on October 31, 2019.