Filing Details
- Accession Number:
- 0001127602-17-031010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-02 16:51:23
- Reporting Period:
- 2017-11-01
- Accepted Time:
- 2017-11-02 16:51:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1174850 | Nicolet Bankshares Inc | NCBS | National Commercial Banks (6021) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1253903 | Bruce Robert Atwell | C/O Nicolet National Bank 111 North Washington Street Green Bay WI 54301 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-01 | 51,600 | $16.50 | 99,569 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-01 | 31,961 | $56.43 | 67,608 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-11-01 | 19,639 | $56.43 | 47,969 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-01 | 51,600 | $0.00 | 51,600 | $16.50 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2017-11-01 | 67,500 | $0.00 | 67,500 | $56.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-04-10 | No | 4 | M | Direct | |
| 67,500 | 2027-11-01 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,565 | Indirect | By 401(k) Plan |
Footnotes
- The 51,600 nonqualified options exercised were part of a grant of 64,500 nonqualified options (12,900 of which were previously exercised) that vested in five annual installments of 12,900 on April 10 of each year, beginning April 10, 2013 and fully vested on April 10, 2017.
- The nonqualified options vest in five annual installments of 13,500 shares on November 1 of each year, beginning on November 1, 2018 and fully vest on November 1, 2022.
Billionaire Hedge Funds
