Filing Details
- Accession Number:
- 0001127602-17-031007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-02 16:50:02
- Reporting Period:
- 2017-11-01
- Accepted Time:
- 2017-11-02 16:50:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1174850 | Nicolet Bankshares Inc | NCBS | National Commercial Banks (6021) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1243706 | E Michael Daniels | C/O Nicolet National Bank 111 North Washington Street Green Bay WI 54301 | Evp And Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-01 | 64,500 | $16.50 | 134,944 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-01 | 40,261 | $56.43 | 94,683 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-11-01 | 24,239 | $56.43 | 70,444 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-11-01 | 64,500 | $0.00 | 64,500 | $16.50 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2017-11-01 | 67,500 | $0.00 | 67,500 | $56.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-04-10 | No | 4 | M | Direct | |
| 67,500 | 2027-11-01 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,252 | Indirect | By 401(k) Plan |
| Common Stock | 9,803 | Indirect | By Spouse |
Footnotes
- The 64,500 nonqualified options exercised were a grant of 64,500 nonqualified options that vested in five annual installments of 12,900 shares on April 10 of each year, beginning on April 10, 2013 and fully vested on April 10, 2017.
- The nonqualified options vest in five annual installments of 13,500 shares on November 1 of each year, beginning on November 1, 2018 and fully vest on November 1, 2022.
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