Filing Details
- Accession Number:
- 0001004702-17-000191
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-02 15:54:14
- Reporting Period:
- 2016-12-22
- Accepted Time:
- 2017-11-02 15:54:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1004702 | Oceanfirst Financial Corp | OCFC | Savings Institution, Federally Chartered (6035) | 223412577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298431 | E Steven Brady | C/O Oceanfirst Bank 975 Hooper Ave Toms River NJ 08754 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-22 | 2,244 | $0.00 | 1,622 | No | 4 | I | Indirect | By Stock Award II |
Common Stock | Disposition | 2016-12-22 | 1,622 | $0.00 | 0 | No | 4 | F | Indirect | By Stock Award II |
Common Stock | Acquisiton | 2016-12-22 | 2,244 | $0.00 | 72,562 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2016-12-31 | 5,752 | $0.00 | 23,015 | No | 4 | A | Indirect | ESOP |
Common Stock | Disposition | 2017-01-27 | 3,313 | $0.00 | 0 | No | 5 | I | Indirect | By Deferred Compensation Plan |
Common Stock | Acquisiton | 2017-01-27 | 3,313 | $0.00 | 75,875 | No | 5 | I | Direct | |
Common Stock | Disposition | 2017-03-02 | 33,850 | $0.00 | 0 | No | 5 | I | Indirect | By 401(k) |
Common Stock | Acquisiton | 2017-03-02 | 33,850 | $0.00 | 33,850 | No | 5 | I | Indirect | IRA |
Common Stock | Disposition | 2017-09-01 | 8,328 | $0.00 | 0 | No | 5 | I | Indirect | By SERP |
Common Stock | Acquisiton | 2017-09-01 | 8,328 | $0.00 | 85,238 | No | 5 | I | Direct | |
Common Stock | Disposition | 2017-09-07 | 23,015 | $0.00 | 0 | No | 5 | I | Indirect | ESOP |
Common Stock | Acquisiton | 2017-09-07 | 23,015 | $0.00 | 23,015 | No | 5 | I | Indirect | IRA |
Common Stock | Disposition | 2017-10-31 | 2,800 | $27.65 | 82,438 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-10-31 | 956 | $9.37 | 83,394 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | I | Indirect | By Stock Award II |
No | 4 | F | Indirect | By Stock Award II |
No | 4 | A | Direct | |
No | 4 | A | Indirect | ESOP |
No | 5 | I | Indirect | By Deferred Compensation Plan |
No | 5 | I | Direct | |
No | 5 | I | Indirect | By 401(k) |
No | 5 | I | Indirect | IRA |
No | 5 | I | Indirect | By SERP |
No | 5 | I | Direct | |
No | 5 | I | Indirect | ESOP |
No | 5 | I | Indirect | IRA |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2017-10-31 | 956 | $9.37 | 956 | $9.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-11-20 | 2017-11-20 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $8.45 | 2011-08-18 | 2020-08-18 | 65,858 | 65,858 | Direct |
Common Stock | Stock Option (right to buy) | $11.71 | 2014-11-19 | 2023-11-19 | 6,042 | 6,042 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-08-18 | 65,858 | 65,858 | Direct |
2023-11-19 | 6,042 | 6,042 | Direct |
Footnotes
- This total includes activity from earlier transactions that were reported on previous Forms 4.
- This transaction was executed in multiple trades at prices ranging from $27.565 to $27.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.
- Options vest in five equal annual installments beginning on the date first exercisable.