Filing Details
- Accession Number:
- 0001209191-17-058794
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-02 15:39:11
- Reporting Period:
- 2017-10-31
- Accepted Time:
- 2017-11-02 15:39:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509864 | A Gregory Larson | 4949 West Brown Deer Rd Milwaukee WI 53223 | Senior Vp Of Bank Mutual | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-10-31 | 15,314 | $4.74 | 117,144 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-10-31 | 15,014 | $10.60 | 102,130 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-10-31 | 300 | $10.61 | 101,830 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-11-01 | 2,586 | $4.74 | 104,416 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-11-01 | 186 | $10.60 | 104,230 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-11-01 | 2,400 | $10.63 | 101,830 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to buy | Disposition | 2017-10-31 | 15,314 | $0.00 | 15,314 | $4.74 |
Common Stock | Options to buy | Disposition | 2017-11-01 | 2,586 | $0.00 | 2,586 | $4.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
34,686 | 2020-12-20 | No | 4 | M | Direct | |
32,100 | 2020-12-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,726 | Indirect | Held in 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options to buy | $3.39 | 2022-01-17 | 20,000 | 20,000 | Direct | |
Common Stock | Options to buy | $4.82 | 2023-01-22 | 12,000 | 12,000 | Direct | |
Common Stock | Options to buy | $7.17 | 2024-01-21 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-01-17 | 20,000 | 20,000 | Direct |
2023-01-22 | 12,000 | 12,000 | Direct |
2024-01-21 | 10,000 | 10,000 | Direct |
Footnotes
- Includes shares acquired through a dividend reinvestment plan.
- Held in the Bank Mutual Corporation 401(k) Plan.
- Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.
- Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
- Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.