Filing Details

Accession Number:
0001209191-17-058794
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-02 15:39:11
Reporting Period:
2017-10-31
Accepted Time:
2017-11-02 15:39:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123270 Bank Mutual Corp BKMU Savings Institution, Federally Chartered (6035) 392004336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509864 A Gregory Larson 4949 West Brown Deer Rd
Milwaukee WI 53223
Senior Vp Of Bank Mutual No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-10-31 15,314 $4.74 117,144 No 4 M Direct
Common Stock Disposition 2017-10-31 15,014 $10.60 102,130 No 4 S Direct
Common Stock Disposition 2017-10-31 300 $10.61 101,830 No 4 S Direct
Common Stock Acquisiton 2017-11-01 2,586 $4.74 104,416 No 4 M Direct
Common Stock Disposition 2017-11-01 186 $10.60 104,230 No 4 S Direct
Common Stock Disposition 2017-11-01 2,400 $10.63 101,830 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to buy Disposition 2017-10-31 15,314 $0.00 15,314 $4.74
Common Stock Options to buy Disposition 2017-11-01 2,586 $0.00 2,586 $4.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,686 2020-12-20 No 4 M Direct
32,100 2020-12-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,726 Indirect Held in 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to buy $3.39 2022-01-17 20,000 20,000 Direct
Common Stock Options to buy $4.82 2023-01-22 12,000 12,000 Direct
Common Stock Options to buy $7.17 2024-01-21 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-01-17 20,000 20,000 Direct
2023-01-22 12,000 12,000 Direct
2024-01-21 10,000 10,000 Direct
Footnotes
  1. Includes shares acquired through a dividend reinvestment plan.
  2. Held in the Bank Mutual Corporation 401(k) Plan.
  3. Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.
  4. Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  5. Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.