Filing Details
- Accession Number:
- 0001493152-17-012305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-02 06:15:38
- Reporting Period:
- 2017-10-31
- Accepted Time:
- 2017-11-02 06:15:38
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1530975 | Michael Poutre | 23805 Stuart Ranch Road Suite 235 Malibu CA 90265 | Chief Executive Officer | Yes | Yes | Yes | No |
1709615 | Ron Levy | P.o. Box 44 Pacific Palisades CA 90272 | Chief Operating Officer | No | Yes | Yes | No |
1709618 | Imperial Strategies, Llc | 5348 Vegas Drive, Suite 1548 Las Vegas NV 89108 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-10-31 | 5,000 | $3.00 | 2,992,060 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-10-31 | 5,000 | $3.00 | 6,023,870 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2017-10-31 | 5,000 | $3.00 | 6,023,870 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- 5,000 shares were sold by Imperial Strategies, LLC to an accredited investor a in private transaction exempt from registration under Section 4(a) of the Securities Act of 1933, as amended.
- Redwood Fund LP is the direct beneficial owner of 3,031,810 shares of common stock of the Issuer. Ladyface Capital, LLC is the General Partner of Redwood Fund LP. Michael Poutre, Chief Executive Officer and Director of the Issuer, is Chief Executive Officer of Ladyface Capital, LLC. Accordingly, Mr. Poutre may be deemed to have voting and investment power over the shares beneficially owned by Redwood Fund LP. Imperial Strategies, LLC is the direct beneficial owner of 2,992,060 shares of common stock of the Issuer listed in this row. Michael Poutre, Chief Executive Officer and Director of the Issuer, is the Chief Executive Officer of Imperial Strategies, LLC, and may be deemed to have voting and investment power over the shares beneficially owned by Imperial Strategies, LLC.
- Redwood Fund LP is the direct beneficial owner of 3,031,810 shares of common stock of the Issuer. Ladyface Capital, LLC is the General Partner of Redwood Fund LP. Ron Levy, Chief Operating Officer of the Issuer, is Chief Operating Officer of Ladyface Capital, LLC. Accordingly, Mr. Levy may be deemed to have voting and investment power over the shares beneficially owned by Redwood Fund LP. Imperial Strategies, LLC is the direct beneficial owner of 2,992,060 shares of common stock of the Issuer listed in this row. Ron Levy, Chief Operating Officer of the Issuer, is the Chief Operating Officer of Imperial Strategies, LLC, and may be deemed to have voting and investment power over the shares beneficially owned by Imperial Strategies, LLC.