Filing Details
- Accession Number:
- 0001225208-17-016763
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-11-01 19:38:50
- Reporting Period:
- 2017-10-31
- Accepted Time:
- 2017-11-01 19:38:50
- Original Submission Date:
- 2017-10-31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1649599 | J Nigel Murtagh | 211 Main Street San Francisco CA 94105 | Evp - Corporate Risk | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-31 | 5,000 | $12.93 | 28,622 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-10-31 | 3,000 | $12.45 | 31,622 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-31 | 3,000 | $45.15 | 28,622 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-31 | 5,000 | $45.15 | 23,622 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2017-10-31 | 5,000 | $0.00 | 5,000 | $12.93 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2017-10-31 | 3,000 | $0.00 | 3,000 | $12.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,938 | 2013-07-02 | 2022-07-02 | No | 4 | M | Direct |
| 10,110 | 2013-08-01 | 2022-08-01 | No | 4 | M | Direct |
Billionaire Hedge Funds
