Filing Details
- Accession Number:
- 0001109357-17-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-01 17:22:48
- Reporting Period:
- 2017-10-30
- Accepted Time:
- 2017-11-01 17:22:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1109357 | Exelon Corp | EXC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1087426 | Iii A Mayo Shattuck | 10 South Dearborn Street 54Th Floor Chicago IL 60603 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-30 | 34,585 | $39.21 | 402,234 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-30 | 34,585 | $40.25 | 367,649 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-31 | 24,682 | $39.21 | 392,331 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-10-31 | 93,497 | $39.24 | 485,828 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-31 | 118,179 | $40.27 | 367,649 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-01 | 40,698 | $39.24 | 408,347 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-01 | 40,698 | $40.25 | 367,649 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | NQ Stock Option 04/02/2012 | Disposition | 2017-10-30 | 34,585 | $0.00 | 34,585 | $39.21 |
| Common Stock | NQ Stock Option 04/02/2012 | Disposition | 2017-10-31 | 24,682 | $0.00 | 24,682 | $39.21 |
| Common Stock | NQ Stock Options 02/24/2012 | Disposition | 2017-10-31 | 93,497 | $0.00 | 93,497 | $39.24 |
| Common Stock | NQ Stock Options 02/24/2012 | Disposition | 2017-11-01 | 40,698 | $0.00 | 40,698 | $39.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,682 | 2018-03-01 | No | 4 | M | Direct | |
| 0 | 2018-03-01 | No | 4 | M | Direct | |
| 560,014 | 2018-03-01 | No | 4 | M | Direct | |
| 519,316 | 2018-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (401K Shares) | 2,091 | Direct | |
| Common Stock | 10,000 | Indirect | By Lizzie Mae, LLC |
| Common Stock (Deferred Stock Units) | 16,676 | Indirect | By Exelon Directors Deferred Stock Unit Plan |
Footnotes
- Exercise and sale were made pursuant to a Rule 10b5-1 trading plan entered into on June 16, 2017.
- Shares were sold in lots ranging in price from $40.25 to $40.26. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
- Shares were sold in lots ranging in price from $40.25 to $40.37. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
- Shares were sold in lots ranging in price from $40.25 to $40.32. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
- Shares held as of September 30, 2017 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's request for a distribution on a 1:1 basis. Balance is updated to reflect the additional shares acquired in the account though the automatic dividend reinvestment feature of the 401(k) plan.
- Exercise of fully-vested non-qualified employee stock option originally granted by Constellation Energy Group that vested and was converted pursuant to the Merger Agreemen into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93.
- Exercise of fully-vested non-qualitied employee stock option granted under the Exelon Long Term Incentive Plan.
- The reporting person is a manager of Lizzie Mae, LLC, whose members are trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae, LLC except to the extent of his pecuniary interest therein
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