Filing Details
- Accession Number:
- 0001321646-17-000144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-01 16:20:41
- Reporting Period:
- 2017-10-30
- Accepted Time:
- 2017-11-01 16:20:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321646 | Kraton Corp | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1515321 | R. Holger Jung | C/O Kraton Corporation 15710 John F. Kennedy Blvd. Suite 300 Houston TX 77032 | Svp & Polymer Seg. President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-30 | 3,000 | $23.84 | 45,585 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-30 | 3,000 | $47.83 | 42,585 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-30 | 2,958 | $36.98 | 45,543 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-30 | 2,958 | $48.23 | 42,585 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-30 | 16,800 | $36.98 | 59,385 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-30 | 16,800 | $47.83 | 42,585 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-31 | 10,000 | $27.98 | 52,585 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-31 | 10,000 | $49.03 | 42,585 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-31 | 10,000 | $28.42 | 52,585 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-31 | 10,000 | $48.58 | 42,585 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Options (Right to Buy) | Disposition | 2017-10-30 | 3,000 | $0.00 | 3,000 | $23.84 |
| Common Stock | Employee Options (Right to Buy) | Disposition | 2017-10-30 | 2,958 | $0.00 | 2,958 | $36.98 |
| Common Stock | Employee Options (Right to Buy) | Disposition | 2017-10-30 | 16,800 | $0.00 | 16,800 | $36.98 |
| Common Stock | Employee Options (Right to Buy) | Disposition | 2017-10-31 | 10,000 | $0.00 | 10,000 | $27.98 |
| Common Stock | Employee Options (Right to Buy) | Disposition | 2017-10-31 | 10,000 | $0.00 | 10,000 | $28.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-03-04 | No | 4 | M | Direct | |
| 16,800 | 2021-03-14 | No | 4 | M | Direct | |
| 0 | 2021-03-14 | No | 4 | M | Direct | |
| 0 | 2024-03-03 | No | 4 | M | Direct | |
| 0 | 2022-03-05 | No | 4 | M | Direct |
Footnotes
- The price in column 4 is a weighted average. The prices actually received ranged from $47.77 to $47.91. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The price in column 4 is a weighted average. The prices actually received ranged from $48.12 to $48.43. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The price in column 4 is a weighted average. The prices actually received ranged from $49.00 to $49.05. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The price in column 4 is a weighted average. The prices actually received ranged from $48.50 to $48.65. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The options became exerciseable in equal installments on each of the first three anniversaries of March 4, 2013.
- The options became exerciseable in equal installments on each of the first three anniversaries of March 14, 2011.
- The options became exerciseable in equal installments on each of the first three anniversaries of March 3, 2014.
- The options became exerciseable in equal installments on each of the first three anniversaries of March 5, 2012.
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