Filing Details
- Accession Number:
- 0001321646-17-000143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-01 16:20:21
- Reporting Period:
- 2017-10-30
- Accepted Time:
- 2017-11-01 16:20:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321646 | Kraton Corp | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478571 | E. Stephen Tremblay | C/O Kraton Corporation 15710 John F. Kennedy Blvd, Suite 300 Houston TX 77032 | Executive Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-30 | 12,619 | $13.51 | 83,930 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-30 | 12,619 | $47.82 | 71,311 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-30 | 12,193 | $14.46 | 83,504 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-30 | 12,193 | $47.82 | 71,311 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-31 | 24,811 | $14.46 | 96,122 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-31 | 24,811 | $48.23 | 71,311 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Options (Right to Buy) | Disposition | 2017-10-30 | 12,619 | $0.00 | 12,619 | $13.51 |
| Common Stock | Employee Options (Right to Buy) | Disposition | 2017-10-30 | 12,193 | $0.00 | 12,193 | $14.46 |
| Common Stock | Employee Options (Right to Buy) | Disposition | 2017-10-31 | 24,811 | $0.00 | 24,811 | $14.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-06-19 | No | 4 | M | Direct | |
| 24,811 | 2020-01-03 | No | 4 | M | Direct | |
| 0 | 2020-01-03 | No | 4 | M | Direct |
Footnotes
- The price in column 4 is a weighted average. The prices actually received ranged from $47.70 to $48.30. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The price in column 4 is a weighted average. The prices actually received ranged from $47.70 to $48.43. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The options became exerciseable in equal installments on each of the first three anniversaries of June 19, 2008.
- The options became exerciseable in equal installments on each of the first five anniversaries of January 3, 2010.
- The options became exerciseable in equal installments on each of the first five anniversaries of January 3, 2010.
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