Home > Insider Trading > Filing (0000091142-17-000069)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1667767	R Peter Martineau	A. O. Smith Corporation 500 Tennessee Waltz Parkway Ashland City TN 37015	Senior Vice President - Cio	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-10-31	4,400	$11.49	17,528	No	4	M	Direct
Common Stock	Acquisiton	2017-10-31	6,800	$17.46	24,328	No	4	M	Direct
Common Stock	Acquisiton	2017-10-31	5,140	$23.24	29,468	No	4	M	Direct
Common Stock	Acquisiton	2017-10-31	3,493	$30.77	32,961	No	4	M	Direct
Common Stock	Acquisiton	2017-10-31	2,434	$31.67	35,395	No	4	M	Direct
Common Stock	Disposition	2017-10-31	22,267	$59.33	13,128	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2017-10-31	4,400	$0.00	4,400	$11.49
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2017-10-31	6,800	$0.00	6,800	$17.46
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2017-10-31	5,140	$0.00	5,140	$23.24
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2017-10-31	3,493	$0.00	3,493	$30.77
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2017-10-31	2,434	$0.00	2,434	$31.67

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
29,540	2022-02-13	No	4	M	Direct
22,740	2023-02-11	No	4	M	Direct
17,600	2024-02-10	No	4	M	Direct
14,107	2025-02-09	No	4	M	Direct
11,673	2026-02-08	No	4	M	Direct

Footnotes

The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2013.
The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.
The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.
The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.