Filing Details
- Accession Number:
- 0001140361-17-040386
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-31 20:43:02
- Reporting Period:
- 2017-10-23
- Accepted Time:
- 2017-10-31 20:43:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1467760 | Apollo Commercial Real Estate Finance Inc. | ARI | () | S3 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1441449 | Authority Investment Qatar | P.o. Box 23224 Ooredoo Tower Diplomatic Area Street, West Bay Doha S3 S3 | No | No | Yes | No | |
1654220 | Qh Re Asset Co Llc | P.o. Box 23224 Ooredoo Tower Diplomatic Area Street, West Bay Doha S3 S3 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-10-23 | 1,670,000 | $18.44 | 10,493,529 | No | 5 | P | Indirect | See Footnote |
Series B Preferred Stock, Par Value $0.01 Per Share | Disposition | 2017-10-23 | 1,229,607 | $25.04 | 6,770,393 | No | 5 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Indirect | See Footnote |
No | 5 | S | Indirect | See Footnote |
Footnotes
- On October 23, 2017, QH RE Asset Company LLC ("QHREAC") and Apollo Commercial Real Estate Finance, Inc. (the "Issuer") entered into (i) a common stock purchase agreement (the "Common Stock Purchase Agreement") pursuant to which QHREAC acquired 1,670,000 shares of the Issuer's Common Stock, par value of $0.01 (the "Common Stock") and (ii) a preferred stock repurchase agreement (the "Preferred Stock Repurchase Agreement") pursuant to which the Issuer repurchased from QHREAC 1,229,607 shares of the Issuer's 8.00% Fixed-to-Floating Series B Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") (the "Transaction").
- The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- The Reporting Persons' holding in the Series B Preferred Stock was inadvertently omitted from the Form 3 filed on September 28, 2015.