Filing Details

Accession Number:
0001140361-17-040386
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-31 20:43:02
Reporting Period:
2017-10-23
Accepted Time:
2017-10-31 20:43:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1467760 Apollo Commercial Real Estate Finance Inc. ARI () S3
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441449 Authority Investment Qatar P.o. Box 23224 Ooredoo Tower
Diplomatic Area Street, West Bay
Doha S3 S3
No No Yes No
1654220 Qh Re Asset Co Llc P.o. Box 23224 Ooredoo Tower
Diplomatic Area Street, West Bay
Doha S3 S3
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-10-23 1,670,000 $18.44 10,493,529 No 5 P Indirect See Footnote
Series B Preferred Stock, Par Value $0.01 Per Share Disposition 2017-10-23 1,229,607 $25.04 6,770,393 No 5 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Indirect See Footnote
No 5 S Indirect See Footnote
Footnotes
  1. On October 23, 2017, QH RE Asset Company LLC ("QHREAC") and Apollo Commercial Real Estate Finance, Inc. (the "Issuer") entered into (i) a common stock purchase agreement (the "Common Stock Purchase Agreement") pursuant to which QHREAC acquired 1,670,000 shares of the Issuer's Common Stock, par value of $0.01 (the "Common Stock") and (ii) a preferred stock repurchase agreement (the "Preferred Stock Repurchase Agreement") pursuant to which the Issuer repurchased from QHREAC 1,229,607 shares of the Issuer's 8.00% Fixed-to-Floating Series B Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") (the "Transaction").
  2. The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  3. The Reporting Persons' holding in the Series B Preferred Stock was inadvertently omitted from the Form 3 filed on September 28, 2015.