Filing Details
- Accession Number:
- 0001493152-17-012235
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-31 20:05:21
- Reporting Period:
- 2017-10-30
- Accepted Time:
- 2017-10-31 20:05:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
764195 | Vbi Vaccines Inc | VBIV | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1592969 | Sam Chawla | C/O Vbi Vaccines Inc., 222 Third Street, Ste 2241 Cambridge, MA 02142 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value Per Share | Acquisiton | 2017-10-30 | 3,100,000 | $3.05 | 9,345,725 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, No Par Value Per Share | 25,000 | Direct |
Footnotes
- These shares are held of record by Perceptive Life Sciences Master Fund Ltd.. As a Portfolio Manager of Perceptive Advisors LLC, a related entity to Perceptive Life Sciences Master Fund Ltd., Mr. Chawla may be deemed to have investment control over any securities owned of record by Perceptive Life Sciences Master Fund Ltd. Mr. Chawla disclaims for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Chawla is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.