Home > Insider Trading > Filing (0001209191-17-058498)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1660134	Okta Inc.	OKTA	Services-Prepackaged Software (7372)	264175727

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1700628	T Jonathan Runyan	C/O Okta, Inc. 301 Brannan Street San Francisco CA 94107	General Counsel And Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2017-10-27	23,065	$0.00	23,065	No	4	C	Direct
Class A Common Stock	Disposition	2017-10-27	9,375	$29.00	13,690	No	4	S	Direct
Class A Common Stock	Disposition	2017-10-27	13,690	$29.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-10-27	9,375	$0.00	9,375	$3.11
Class A Common Stock	Class B Common Stock	Acquisiton	2017-10-27	9,375	$0.00	9,375	$0.00
Class B Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-10-27	13,690	$0.00	13,690	$8.62
Class A Common Stock	Class B Common Stock	Acquisiton	2017-10-27	13,690	$0.00	23,065	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2017-10-27	23,065	$0.00	23,065	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
172,814	2025-01-21	No	4	M	Direct
9,375		No	4	M	Direct
81,204	2026-02-24	No	4	M	Direct
23,065		No	4	M	Direct
0		No	4	C	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common Stock	Employee Stock Option (Right to Buy)	$7.17		2025-08-27	22,917	22,917	Direct
Class B Common Stock	Employee Stock Option (Right to Buy)	$8.97		2026-07-29	250,000	250,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-08-27	22,917	22,917	Direct
2026-07-29	250,000	250,000	Direct

Footnotes

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
25% of the shares subject to the option vested on January 20, 2016 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
The shares subject to the option shall vest in 48 equal monthly installments beginning on February 1, 2016, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
The shares subject to the option shall vest in 48 equal monthly installments beginning on August 1, 2015, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option shall vest on July 29, 2018 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.