Filing Details
- Accession Number:
- 0001179110-17-013609
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-31 17:44:41
- Reporting Period:
- 2017-10-27
- Accepted Time:
- 2017-10-31 17:44:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596967 | Moelis & Co | MC | Investment Advice (6282) | 464500216 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1604686 | Kenneth Moelis | C/O Moelis &Amp; Company 399 Park Ave, 5Th Floor New York NY 10022 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 | Disposition | 2017-10-27 | 9,500 | $42.41 | 73,156 | No | 4 | S | Indirect | By Partnership |
Class A Common Stock, Par Value $0.01 | Disposition | 2017-10-30 | 17,300 | $42.69 | 55,856 | No | 4 | S | Indirect | By Partnership |
Class A Common Stock, Par Value $0.01 | Disposition | 2017-10-31 | 14,000 | $42.79 | 41,856 | No | 4 | S | Indirect | By Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Partnership |
No | 4 | S | Indirect | By Partnership |
No | 4 | S | Indirect | By Partnership |
Footnotes
- Moelis Asset Management LP ("MAM") is selling the Class A common stock reported on this Form 4. MAM received 86,456 Partnership Interests in Moelis & Company Partner Holdings LP ("Partner Holdings") from the Moelis Capital Partners investment team as consideration in connection with the separation of the Moelis Capital Partners investment team to NexPhase Capital ("Separation Transaction"). In connection with the Separation Transaction, MAM exchanged the Partnership Interests for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company (the "Company") Class A common stock. Mr. Moelis shares voting and dispositive power over the shares as a result of his controlling interest in MAM.