Filing Details
- Accession Number:
- 0001398344-17-013981
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-31 17:27:18
- Reporting Period:
- 2017-10-30
- Accepted Time:
- 2017-10-31 17:27:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495584 | Firsthand Technology Value Fund Inc. | SVVC | () | 273008946 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518301 | M Kevin Landis | 150 Almaden Blvd., Suite 1250 San Jose CA 95113 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | Acquisiton | 2017-10-30 | 1,000 | $7.93 | 40,016 | No | 4 | P | Indirect | By Firsthand Capital Management, Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Firsthand Capital Management, Inc. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | 213,148 | Direct |
Billionaire Hedge Funds
