Filing Details
- Accession Number:
- 0001140361-17-040309
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-31 16:37:40
- Reporting Period:
- 2017-08-14
- Accepted Time:
- 2017-10-31 16:37:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1710155 | National Vision Holdings Inc. | EYE | Ophthalmic Goods (3851) | 464841717 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1719311 | J. Raymond Mcallister | C/O National Vision Holdings, Inc. 2435 Commerce Avenue, Bldg. 2200 Duluth GA 30096-4980 | Chief Operating Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-14 | 63,572 | $15.73 | 63,572 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2017-10-30 | 11,200 | $22.00 | 74,772 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2017-08-14 | 144,927 | $0.00 | 144,927 | $15.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
144,927 | 2027-08-14 | No | 4 | A | Direct |
Footnotes
- Reported on a post 1.96627-for-one reverse stock split basis effective October 24, 2017.
- Reflects shares of common stock purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering.
- Represents a grant of stock options which will vest in five equal annual installments beginning on August 14, 2018. An additional 217,390 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.