Filing Details
- Accession Number:
- 0001209191-17-058463
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-31 16:34:33
- Reporting Period:
- 2017-10-27
- Accepted Time:
- 2017-10-31 16:34:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1458962 | Mindbody Inc. | MB | Services-Computer Processing & Data Preparation (7374) | 201898451 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1644587 | Lee Bradford Wills | 4051 Broad Street Suite 220 San Luis Obispo CA 93401 | Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-10-27 | 8,875 | $0.00 | 32,263 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2017-10-27 | 8,875 | $30.35 | 23,388 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-10-27 | 7,390 | $0.00 | 7,390 | $7.71 |
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-10-27 | 1,485 | $0.00 | 1,485 | $10.62 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2017-10-27 | 8,875 | $0.00 | 8,875 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-10-27 | 8,875 | $0.00 | 8,875 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-06-27 | No | 4 | M | Direct | |
| 11,015 | 2024-09-20 | No | 4 | M | Direct | |
| 8,875 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of Class A Common Stock was issued upon the conversion of one share of Class B common Stock at the election of Reporting Person.
- Includes 21,704 restricted stock units ("RSUs"), where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- 25% of the shares subject to the option vested on June 27, 2014, and 2.0833% of the shares vested monthly thereafter, such that the option award was fully vested as of June 27, 2017.
- 1/48th of the shares subject to the option vested on September 7, 2014, and 1/48th of the shares vest monthly thereafter.
- Each share of Class B Common Stock is convertible into one share of Class A common Stock at the option of the holder and has no expiration date.
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