Home > Insider Trading > Filing (0001104659-17-064963)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1337619	Envestnet Inc.	ENV	Services-Business Services, Nec (7389)	201409613

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1497434	Shelly O'brien	35 East Wacker Drive Suite 2400 Chicago IL 60601	Chief Legal Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-10-27	3,000	$53.48	10,292	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$9.00	2011-07-28	2020-07-28	18,366	18,366	Direct
Common Stock	Employee Stock Option (Right to Buy)	$12.55	2012-02-28	2021-02-28	3,333	3,333	Direct
Common Stock	Employee Stock Option (Right to Buy)	$12.45	2013-02-28	2022-02-28	3,399	3,399	Direct
Common Stock	Employee Stock Option (Right to Buy)	$15.34	2014-02-28	2023-02-28	7,150	7,150	Direct
Common Stock	Employee Stock Option (Right to Buy)	$41.84	2015-02-28	2024-02-28	5,500	5,500	Direct
Common Stock	Employee Stock Option (Right to Buy)	$53.88	2016-02-29	2025-02-27	4,800	4,800	Direct
Common Stock	Employee Stock Option (Right to Buy)	$20.51	2017-02-28	2026-02-28	2,464	2,464	Direct
Common Stock	Employee Stock Option (Right to Buy)	$31.70	2018-03-28	2027-03-28	1,667	1,667	Direct
Common Stock	Restricted Stock Units	$0.00		2018-02-28	1,067	1,067	Direct
Common Stock	Restricted Stock Units	$0.00		2019-02-28	1,233	1,233	Direct
Common Stock	Restricted Stock Units	$0.00		2019-08-02	16,668	16,668	Direct
Common Stock	Restricted Stock Units	$0.00		2020-03-28	5,000	5,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-07-28	18,366	18,366	Direct
2021-02-28	3,333	3,333	Direct
2022-02-28	3,399	3,399	Direct
2023-02-28	7,150	7,150	Direct
2024-02-28	5,500	5,500	Direct
2025-02-27	4,800	4,800	Direct
2026-02-28	2,464	2,464	Direct
2027-03-28	1,667	1,667	Direct
2018-02-28	1,067	1,067	Direct
2019-02-28	1,233	1,233	Direct
2019-08-02	16,668	16,668	Direct
2020-03-28	5,000	5,000	Direct

Footnotes

This option grant vests over a 3 year period; one-third of the total amount vests on each anniversary of the date of grant.
This option grant vests over a 3 year period; one-third of the total amount vests on the first anniversary of the date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock.
Each restricted stock unit represents the contingent right to receive one share of common stock upon the vesting of the unit.
These restricted stock units vest over a 3-year period; one-third of the total amount vests on each anniversary of the date of grant.
These restricted stock units vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
These restricted stock units vest over a 3-year period; one-twelfth of the total amount vests on each three-month anniversary of the date of grant.
Sale pursuant to 10b5-1 Plan.
The Common Shares reported herein as being sold were sold at a range of between $53.45 and $53.60 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.