Filing Details
- Accession Number:
- 0001209191-17-058421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-31 15:52:58
- Reporting Period:
- 2017-10-23
- Accepted Time:
- 2017-10-31 15:52:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070154 | Sterling Bancorp | STL | National Commercial Banks (6021) | 800091851 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232430 | L Jack Kopnisky | 400 Rella Boulevard Montebello NY 10901 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value Per Share | Disposition | 2017-10-23 | 4,223 | $24.70 | 231,765 | No | 4 | F | Direct | |
Common Stock, $.01 Par Value Per Share | Acquisiton | 2017-10-30 | 54,100 | $9.00 | 285,865 | No | 4 | M | Direct | |
Common Stock, $.01 Par Value Per Share | Disposition | 2017-10-30 | 54,100 | $24.71 | 231,765 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non Qualified Stock Option (right to buy) | Disposition | 2017-10-30 | 20,767 | $0.00 | 20,767 | $9.00 |
Common Stock | Employee Stock Option (Incentive Stock Option) | Disposition | 2017-10-30 | 33,333 | $0.00 | 33,333 | $9.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-11-20 | No | 4 | M | Direct | |
0 | 2022-11-20 | No | 4 | M | Direct |
Footnotes
- Represents payment of tax liability due to vesting of time-based Restricted Stock Award.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.65 to $24.75 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 2 to this Form 4.
- The option, representing a right to purchase a total of 20,767 shares, became exercisable in three equal annual installments beginning on 11/20/2013, which was the first anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 33,333 shares, became exercisable in three equal annual installments beginning on 11/20/2013, which was the first anniversary of the date on which the option was granted.