Home > Insider Trading > Filing (0000801337-17-000135)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
801337	Webster Financial Corp	WBS	National Commercial Banks (6021)	061187536

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1201277	Copenhaver James Smith	C/O Webster Financial Corp 145 Bank Street Waterbury CT 06702	Chairman & Chief Executive Off	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-10-27	1,561	$32.03	316,103	No	4	M	Direct
Common Stock	Acquisiton	2017-10-27	3,891	$12.85	319,994	No	4	M	Direct
Common Stock	Acquisiton	2017-10-27	12,597	$23.81	332,591	No	4	M	Direct
Common Stock	Acquisiton	2017-10-27	4,347	$23.00	336,938	No	4	M	Direct
Common Stock	Disposition	2017-10-27	8,943	$55.93	327,995	No	4	S	Direct
Common Stock	Acquisiton	2017-10-30	26,434	$32.03	354,429	No	4	M	Direct
Common Stock	Disposition	2017-10-30	20,697	$55.70	333,732	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2017-10-27	1,561	$0.00	1,561	$32.03
Common Stock	Stock Option	Disposition	2017-10-27	3,891	$0.00	3,891	$12.85
Common Stock	Stock Option	Disposition	2017-10-27	12,597	$0.00	12,597	$23.81
Common Stock	Stock Option	Disposition	2017-10-27	4,347	$0.00	4,347	$23.00
Common Stock	Stock Option	Disposition	2017-10-30	26,434	$0.00	26,434	$32.03

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
26,434	2008-12-18	2017-12-18	No	4	M	Direct
109,783	2009-12-16	2018-12-16	No	4	M	Direct
99,774	2013-02-22	2022-02-22	No	4	M	Direct
122,026	2014-02-20	2023-02-20	No	4	M	Direct
0	2008-12-18	2017-12-18	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	139,922	Indirect	401(k)/ESOP
Common Stock	10,554	Indirect	Directly by Spouse
Common Stock	5,698	Indirect	Directly by Spouse IRA

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock	$0.00			236,204	236,204	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	236,204	236,204	Indirect

Footnotes

The reporting person used 8,943 shares of Webster Common Stock to cover the exercise prices. The shares sold at prices between $55.90 and $55.96. Full information regarding the number of shares sold at each separate price will be proviced upon request.
4 yr. incremental vesting - 25% vests each year for 4 years.
3 yr. incremental vesting - 33-1/3% vests each year for 3 years.
Each share of phantom stock represents the right to receive one share of Webster Financial Corporation common stock or the cash value thereof. These shares are held in the Webster Deferred Compensation Plan.
Shares of phantom stock are payable in shares or in cash following termination of the reporting person's employment with Webster Financial Corporation.