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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1494448	Emergent Capital Inc.	EMGC	Life Insurance (6311)	300663473

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1494452	Antony Mitchell	6615 W. Boynton Beach Blvd., #394 Boynton Beach FL 33437		No	No	No	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-10-31	5,000,000	$0.20	0	No	4	S	Indirect	By Tin-Rez Corp.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Tin-Rez Corp.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	814,334	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Warrant (right to buy)	$12.90	2018-02-08	450,371	450,371	Direct
Common Stock	Warrant (right to buy)	$14.51	2018-02-08	450,370	450,370	Direct
Common Stock	Warrant (right to buy)	$16.13	2018-02-08	450,370	450,370	Direct
Common Stock	Warrant (right to buy)	$12.90	2018-02-15	20,799	20,799	Direct
Common Stock	Warrant (right to buy)	$14.51	2018-02-15	20,799	20,799	Direct
Common Stock	Warrant (right to buy)	$16.13	2018-02-15	20,798	20,798	Direct
Common Stock	Stock Option (right to buy)	$10.75	2018-02-07	120,000	120,000	Direct
Common Stock	Stock Option (right to buy)	$6.94	2020-06-06	120,000	120,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-02-08	450,371	450,371	Direct
2018-02-08	450,370	450,370	Direct
2018-02-08	450,370	450,370	Direct
2018-02-15	20,799	20,799	Direct
2018-02-15	20,799	20,799	Direct
2018-02-15	20,798	20,798	Direct
2018-02-07	120,000	120,000	Direct
2020-06-06	120,000	120,000	Direct

Footnotes

The reporting person may be deemed to be a beneficial owner of these shares and disclaims beneficial ownership of these shares except to the extent of any indirect pecuniary interest therein.
The warrants vest pro rata over a four year period.
The options vest pro rata over a three-year period beginning on the first anniversary of the date of grant.
The option is vested as to one third of the shares on the date of grant. The remaining shares vest in two equal installments on June 6, 2014 and June 6, 2015.