Filing Details
- Accession Number:
- 0001683168-17-002778
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-10-31 08:58:07
- Reporting Period:
- 2017-10-01
- Accepted Time:
- 2017-10-31 08:58:07
- Original Submission Date:
- 2017-10-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1110607 | Deep Down Inc. | DPDW | Oil & Gas Field Machinery & Equipment (3533) | 752263732 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222222 | L Eugene Butler | 8827 W. Sam Houston Parkway N, #100 Houston TX 77040 | Former Exec. Chairman & Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-10-01 | 429,202 | $0.96 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-01 | 61,029 | $0.96 | 0 | No | 4 | S | Indirect | By Broker |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Broker |
Footnotes
- Private sale under the terms of the Transition Agreement between Issuer and Eugene L. Butler, dated September 25, 2017. Originally filed reflecting transaction code P.
Billionaire Hedge Funds
