Filing Details
- Accession Number:
- 0001077771-17-000165
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-30 17:40:02
- Reporting Period:
- 2017-10-26
- Accepted Time:
- 2017-10-30 17:40:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1077771 | Umpqua Holdings Corp | UMPQ | Savings Institution, Federally Chartered (6035) | 931261319 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235865 | P Raymond Davis | One Sw Columbia St Suite 1200 Portland OR 97258 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-10-26 | 36,829 | $20.60 | 579,775 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,569 | Indirect | by 401k |
Common Stock | 7,909 | Indirect | by SRP Plan |
Common Stock | 2,955 | Indirect | by IRA |
Footnotes
- Sale principally for tax planning purposes.
- This amount includes an adjustment of amount of securities beneficially owned following the transaction (an increase of 60,000 shares) to address a typographical error made in the Form 4 filed February 2, 2016. The Form 4 correctly reported the transaction completed on January 31, 2016, but the total amount of securities owned following the reported transaction should have been 574,378 (not 514,378).
- Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
- Holdings reported include shares acquired in the Supplemental Retirement Plan through dividend reinvestment, payroll deferrals and/or employer contributions.
- Holdings by IRA Custodian.