Filing Details

Accession Number:
0000899243-17-024878
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-30 17:03:38
Reporting Period:
2017-10-27
Accepted Time:
2017-10-30 17:03:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1437786 Immune Design Corp. IMDZ () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182464 V David Goeddel 1700 Owens Street, Suite 500
San Francisco CA 94158
No No Yes No
1347769 P L Group Column 1700 Owens Street, Suite 500
San Francisco CA 94158
No No Yes No
1600420 Column Group Ii, Lp 1700 Owens Street, Suite 500
San Francisco CA 94158
No No Yes No
1614186 Tim Kutzkey 1700 Owens Street, Suite 500
San Francisco CA 94158
No No Yes No
1614627 Column Group Gp, Lp 1700 Owens Street, Suite 500
San Francisco CA 94158
No No Yes No
1645333 Column Group Ii Gp, Lp 1700 Owens Street, Suite 500
San Francisco CA 94158
No No Yes No
1707230 Ponoi Capital, Lp 1700 Owens Street, Suite 500
San Francisco CA 94158
No No Yes No
1720702 Ponoi Management, Llc 1700 Owens Street, Suite 500
San Francisco CA 94158
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-10-27 2,681,000 $4.10 6,642,942 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Reflects the purchase of shares by Ponoi Capital, LP ("Ponoi LP") in the follow-on offering of Common Stock of Immune Design Corp. that closed on October 27, 2017.
  2. Includes shares directly held by Ponoi LP, The Column Group II, LP ("TCG II LP") and The Column Group, LP ("TCG LP"). The Column Group II GP, LP ("TCG II GP"), as the general partner of TCG II LP, has voting and dispositive power with respect to certain of the shares. The Column Group GP, LP ("TCG GP"), as the general partner of TCG LP, has voting and dispositive power with respect to certain of the shares. Ponoi Management, LLC ("Ponoi LLC"), as the general partner of Ponoi LP, has voting and dispositive power with respect to certain of the shares.
  3. (Continued From Footnote 2) The individual managing partners of both TCG II GP and TCG GP are Peter Svennilson and David Goeddel, who may be deemed to have shared voting and dispositive power with respect to the shares owned by TCG II LP and TCG LP. The individual managing partners of Ponoi LLC are Peter Svennilson, David Goeddel and Tim Kutzkey, who may be deemed to have shared voting and dispositive power with respect to the shares owned by Ponoi LP. Each individual managing partner disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest in such shares.