Filing Details
- Accession Number:
- 0001476651-17-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-30 16:22:51
- Reporting Period:
- 2017-10-26
- Accepted Time:
- 2017-10-30 16:22:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1476651 | Fcb Financial Holdings Inc. | FCB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1017974 | I Stuart Oran | C/O Fcb Financial Holdings, Inc. 2500 Weston Road, Suite 300 Weston FL 33331 | Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2017-10-26 | 11,142 | $24.24 | 18,246 | No | 4 | X | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2017-10-26 | 10,500 | $24.24 | 10,500 | No | 4 | X | Indirect | By Olivia Z Oran 1998 Trust |
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2017-10-26 | 10,500 | $24.24 | 10,500 | No | 4 | X | Indirect | By Gregory D. Oran 1998 Trust |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2017-10-26 | 5,674 | $47.60 | 12,572 | No | 4 | S | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2017-10-26 | 5,348 | $47.60 | 5,152 | No | 4 | S | Indirect | By Olivia Z Oran 1998 Trust |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2017-10-26 | 5,348 | $47.60 | 5,152 | No | 4 | S | Indirect | By Gregory D. Oran 1998 Trust |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2017-10-27 | 5,468 | $47.34 | 7,104 | No | 4 | S | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2017-10-27 | 5,152 | $47.48 | 0 | No | 4 | S | Indirect | By Olivia Z Oran 1998 Trust |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2017-10-27 | 5,152 | $47.48 | 0 | No | 4 | S | Indirect | By Gregory D. Oran 1998 Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | X | Indirect | By Olivia Z Oran 1998 Trust |
No | 4 | X | Indirect | By Gregory D. Oran 1998 Trust |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Olivia Z Oran 1998 Trust |
No | 4 | S | Indirect | By Gregory D. Oran 1998 Trust |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Olivia Z Oran 1998 Trust |
No | 4 | S | Indirect | By Gregory D. Oran 1998 Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Common Stock Warrants (right to buy) | Disposition | 2017-10-26 | 11,142 | $0.00 | 11,142 | $24.24 |
Class A Common Stock | Common Stock Warrants (right to buy) | Disposition | 2017-10-26 | 10,500 | $0.00 | 10,500 | $24.24 |
Class A Common Stock | Common Stock Warrants (right to buy) | Disposition | 2017-10-26 | 10,500 | $0.00 | 10,500 | $24.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
241,492 | 2019-11-12 | No | 4 | X | Direct | |
21,000 | 2019-11-12 | No | 4 | X | Indirect | |
21,000 | 2019-11-12 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, Par Value $.001 Per Share | 315 | Indirect | By Bond Street Management, LLC |
Footnotes
- On October 26, 2017, the reporting person exercised a warrant to purchase an aggregate of 11,142 shares of Class A Common Stock of the Issuer for $24.24 a share. The reporting person paid the exercise price on a cashless basis, resulting in FCB Financial Holdings, Inc. (the "Issuer") withholding 5,674 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 5,468 shares. The Issuer also paid $4.76 to the reporting person in lieu of fractional shares.
- On October 26, 2017, the Olivia Z Oran 1998 Trust ("Trust I") exercised a warrant to purchase an aggregate of 10,500 shares of Class A Common Stock of the Issuer for $24.24 a share. Trust I paid the exercise price on a cashless basis, resulting in the Issuer withholding 5,348 of the warrant shares to pay the exercise price and issuing to Trust I the remaining 5,152 shares. The Issuer also paid $44.74 to Trust I in lieu of fractional shares.
- On October 26, 2017, the Gregory D. Oran 1998 Trust ("Trust II") exercised a warrant to purchase an aggregate of 10,500 shares of Class A Common Stock of the Issuer for $24.24 a share. Trust II paid the exercise price on a cashless basis, resulting in the Issuer withholding 5,348 of the warrant shares to pay the exercise price and issuing to Trust II the remaining 5,152 shares. The Issuer also paid $44.74 to Trust II in lieu of fractional shares.
- These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.10 to $47.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $47.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $47.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4.
- This includes 315 shares of Class A Common Stock beneficially owned by the reporting person through Bond Street Management, LLC.
- Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.
- These warrants were previously incorrectly reported as directly owned by the reporting person.