Filing Details
- Accession Number:
- 0001140361-17-040025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-30 15:17:09
- Reporting Period:
- 2017-10-24
- Accepted Time:
- 2017-10-30 15:17:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1341318 | Lake Shore Bancorp Inc. | LSBK | Savings Institution, Federally Chartered (6035) | 204729288 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1616460 | M. Jeffrey Werdein | 31 East Fourth Street Dunkirk NY 14048 | Evp-Commercial Division | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-10-24 | 516 | $16.17 | 11,884 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 916 | Indirect | By ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | $14.38 | 2026-10-21 | 17,073 | 17,073 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-10-21 | 17,073 | 17,073 | Direct |
Footnotes
- Includes 2,000 shares of restricted stock which will vest in two equal annual installments. The first installment will vest on August 12, 2018.
- Includes 5,520 shares of restricted stock which will vest in four equal annual installments, with first installment on October 21, 2018.
- These shares were acquired pursuant to an Employee Stock Ownership Plan allocation.
- Stock options vest at a rate of 20% per year commencing on October 21, 2017.