Home > Insider Trading > Filing (0001209191-17-058259)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
795212	Trans World Entertainment Corp	TWMC	Retail-Record & Prerecorded Tape Stores (5735)	141541629

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
949119	Iii I Lloyd Miller	3300 South Dixie Highway Suite 1-365 West Palm Beach FL 33405		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-10-27	2,229	$1.65	13,190	No	4	P	Indirect	By Milfam I L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Milfam I L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,400	Indirect	By LIMFAM LLC
Common Stock	27,197	Indirect	By Trust A-1 - Lloyd I. Miller
Common Stock	1,027,433	Indirect	By LIM III - Trust A-4
Common Stock	1,027,434	Indirect	By MBM - Trust A-4
Common Stock	45,491	Indirect	By Milfam III L.P.
Common Stock	36,031	Indirect	By Susan F. Miller
Common Stock	1,189,802	Direct
Common Stock	2,472,384	Indirect	By Milfam II L.P.
Common Stock	112,791	Indirect	By Trust A-3 - Lloyd I. Miller
Common Stock	35,002	Indirect	By AMIL of Ohio, LLC
Common Stock	6,000	Indirect	By Lloyd I. Miller, III, Trustee GST Catherine C. Miller
Common Stock	6,000	Indirect	By Lloyd I. Miller, III, Trustee GST Kimberly S. Miller
Common Stock	6,000	Indirect	By Lloyd I. Miller, III, Trustee GST Lloyd I. Miller
Common Stock	4,000	Indirect	By Trust A-2 - Lloyd I. Miller
Common Stock	448,972	Indirect	By Trust C - Lloyd I. Miller

Footnotes

The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
On September 27, 2017, in accordance with that certain Exercise of Authority of Distribution Adviser of Trust A-4, dated as of August 10, 2017, pursuant to which all securities held by Trust A-4 - Lloyd I. Miller were decanted to two (2) newly formed trusts, the investment adviser to Trust A-4 - Lloyd I. Miller directed the trustee and distribution adviser to distribute fifty percent (50%) of such securities to LIM III - Trust A-4 and fifty percent (50%) of such securities to MBM - Trust A-4. The decanting and distribution of all securities held or formerly held by Trust A-4 - Lloyd I. Miller is in process and final consummation thereof has yet to occur. Such transactions, when consummated, only effect a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was (or will be) exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.