Filing Details
- Accession Number:
- 0001127602-17-030400
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-30 07:42:23
- Reporting Period:
- 2017-10-27
- Accepted Time:
- 2017-10-30 07:42:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000697 | Waters Corp | WAT | Laboratory Analytical Instruments (3826) | 133668640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1666033 | Rohit Khanna | 34 Maple Street Milford MA 01757 | Svp, Applied Technology | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-27 | 9,600 | $98.21 | 13,677 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-27 | 9,600 | $197.91 | 4,077 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-27 | 10,000 | $113.36 | 14,077 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-27 | 10,000 | $197.92 | 4,077 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-27 | 4,690 | $128.93 | 8,767 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-27 | 4,690 | $198.01 | 4,077 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-27 | 2,623 | $117.68 | 6,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-27 | 2,623 | $197.92 | 4,077 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-10-27 | 9,600 | $0.00 | 9,600 | $98.21 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-10-27 | 10,000 | $0.00 | 10,000 | $113.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-10-27 | 4,690 | $0.00 | 4,690 | $128.93 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-10-27 | 2,623 | $0.00 | 2,623 | $117.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,400 | 2014-12-06 | 2023-12-06 | No | 4 | M | Direct |
| 15,000 | 2015-12-11 | 2024-12-11 | No | 4 | M | Direct |
| 18,764 | 2016-12-09 | 2025-12-09 | No | 4 | M | Direct |
| 10,496 | 2017-02-10 | 2026-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 183 | Indirect | By ESPP |
Billionaire Hedge Funds
